Financial services companies may feel relief from the aggressive federal oversight and regulation that defined the past decade. However, regulatory risk has not disappeared—it has shifted. State ...

Under many federal and state laws, the owner or operator of a consumer financial services provider is responsible for complying with numerous statutes and regulations. The failure to comply with legal ...

Top law firms have paved a path to success via industry specialization, whether it be in banking, private equity or the technology sector. But more recently, a new battlefield has emerged at the ...

Womble Bond Dickinson Partner Genevieve Walser-Jolly has been elected to the 2025 Fellows Class of the American College of Consumer Financial Services Lawyers. The American College of Consumer ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Chris Tart-Roberts, who recently joined the firm from Macfarlanes to build out a financial services tech solutions team, discusses legal tech’s fit with the industry and demonstrating value to clients ...

Miami, FL –Interactive Accountants – These days, specific industries are looking for financial advisors who understand their challenges. Under Matthew Shiebler, CPA, Interactive Accountants has become ...

November 15, 2024 - On Oct. 16, 2024, the New York State Department of Financial Services ("DFS") issued an industry letter (the "Guidance") to Covered Entities, as defined in 23 NYCRR Part 500 ...