The study, the third in the company’s Peaks Research for Wealth Platforms series, highlights three main takeaways. According ...

Registered investment advisers held nearly half of all active ETF assets and almost 40% of total ETF assets last year, ...

The complaint alleges Franklin Templeton violated ERISA by: 1) breaching its fiduciary duties of loyalty and prudence; and 2) failing to monitor the fiduciaries it appointed to manage the plan.

In the guidance, the DOL also offered “fiduciary tips,” which the department characterized as light guidance on how employers ...

Many workers reported a substantial gap in their savings and have concerns about outliving their retirement assets ...

MethodPlan CRM, which aims to help advisers and broker/dealers build and review retirement plans, is now available on ...

Making the case for managed accounts, the firm reported its service increased participants’ saving rates, especially among ...

The paper introduces principles based on five core areas: fiduciary process, value for money, asset class distinctions, ...

A hearing Thursday discussed three bill aimed at expanding employee stock ownership plans, and a fourth bill was introduced ...

Investors can better prepare for financial blows by limiting their exposure to equity, by considering risk—and by making more ...

Filing after the Department of Labor’s amicus brief in a similar case, Illinois plaintiffs allege that the grocery company ...

Two former employees of Nokia North America allege that the company failed to replace poorly performing funds, which cost employees more than $100 million.